HNL v SEC [2013] NZIACDT 11 (19 March 2013) [pdf, 146 KB]
...Act. [99] In other respects, the complaint is dismissed. Submissions on Sanctions [100] As the complaint has been upheld, section 51 allows the Tribunal to impose sanctions. However, section 50 permits the Tribunal to take no further action. [101] The Authority and Mr HNL have the opportunity to provide submissions on the appropriate sanctions, including potential orders for costs, refund of fees and compensation. Whether they do so or not, Mr SEC is entitled to make submissions a...