LCRO 60/2016 MO v Standards Committee (27 September 2018) [pdf, 174 KB]
...responsible for ensuring that the firm’s nominee company lending complied with applicable regulations”.1 [11] The firm of FGH Ltd had eight partners at the time the various issues raised by Mr BC arose, but there is no indication on the Committee’s file as to why it proceeded only against Mr MO and the other two partners. [12] Mr DE was the Trust Account Partner of the firm and the partner “most directly involved in the administration of the nominee company”, but each of...