LCRO 47/2014 HJ v GK [pdf, 93 KB]
...you will be aware, Mr FL is an Authorised Financial advisor, and therefore must operate his advisory service under the strict rules governed by the Financial Markets Authority. These rules provide that he is obligated to report any missing client file(s), as they may contain commercially sensitive information. Our client views the removal of these documents from his office as a very serious matter. Our client requires all the missing documents and books to be returned, to the writer...