E v S [2017] NZIACDT 2 (13 March 2017) [pdf, 105 KB]
...potentially justify an adverse disciplinary finding against the adviser: [4.1] When he lodged the s 61 request, the adviser failed to adequately particularise the grounds for the request; and [4.2] The adviser was not sufficiently expeditious in either filing the request or reporting to his client. [5] There is no significant factual dispute regarding the matter. The issue essentially turns on a question of judgement as to whether the adviser’s actions in the circumstances were ap...