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1. [2025] NZREADT 10 - CAC 2105 v Chen & Stevenson & Buy West Realty Limited (14 April 2025) [pdf, 379 KB]

   ...marketing submissions) to identify the marketing and advertising costs to be spent by vendors, including in-house charges for technology fees and checks for compliance with the Anti-Money Laundering and Countering and Financing of Terrorism Act 2008 (AML). [11] In or about February 2019, Ms Stevenson informed Ms Chen that the Real Estate Authority (the Authority) were investigating SI due to irregularities in marketing accounts. Ms Stevenson said some irregularities had also been ide...

2. CAC20002 v Lloyd [2013] NZREADT 20 [pdf, 54 KB]

   ...when sent an Agreement for Sale and Purchase as a comparison of the correct initials of Mr and Mrs Calder. The evidence of Mr and Mrs Lloyd was that they had never suggested that the initials were the initials of Mrs Calder. They say they are ‘AML’ (Mrs Lloyd’s initials). The initials do look like ‘CMC’, [the initials of Mrs Calder] but both Mr and Mrs Lloyd say that they are actually ‘AML’, the initials of Mrs Lloyd. The Lloyds say they were put on the Agreement for Sal...

3. National Standards Committee 1 v Yang [2024] NZLCDT 8 (27 March 2024) [pdf, 160 KB]

   ...opening of files. During the hearing, Mr Yang admitted he had opened files, or law clerks had undertaken that task on his direction. [16] Mr Yang did not open a file for the client in Junior Partner, the firm’s system. He did not complete AML enquiries. He noted the client as a “prospect” in time records in a manner that did not result in the client entering the firm’s Junior Partner billing records. We find he did not alert a partner about the client. In this respect we...

4. OIA-Policy Work Programme [pdf, 2.6 MB]

   ...Nāku noa, nā Sam Kunowski Acting Deputy Secretary, Policy Hon Nicole McKee, Minister for Courts, Associate Minister of Justice CC: Hon Paul Goldsmith, Minister of Justice Ministry of Justice Policy Work Programme: Update to Firearms and AML/CFT timelines Date 26 July 2024 File reference Action sought Timeframe Note changes and updates associated with the Firearms and Anti-Money Laundering work programmes At your convenience Contacts for telephone discussion (if requ...

5. Exemption order shared compliance officers for members of a designated business group [pdf, 554 KB]

6. Ernst and Young entities Corrigendum [pdf, 63 KB]

   ...apologise for any inconvenience this may have caused. All other details remain the same. Any person wishing to provide comment on this notice should contact the Terrorism and Law Enforcement Stewardship Team at the Ministry of Justice by emailing amlcft.exemptions@justice.govt.nz. https://gazette.govt.nz/notice/id/2024-go6004?stageDraft https://gazette.govt.nz/notice/id/2024-go6004?stageDraft mailto:amlcft.exemptions@justice.govt.nz

7. Twentymans Funeral Services Limited Corrigendum [pdf, 63 KB]

   ...apologise for any inconvenience this may have caused. All other details remain the same. Any person wishing to provide comment on this notice should contact the Terrorism and Law Enforcement Stewardship Team at the Ministry of Justice by emailing amlcft.exemptions@justice.govt.nz. https://dash.gazette.govt.nz/notice/id/2024-go5945 https://dash.gazette.govt.nz/notice/id/2024-go5945 mailto:amlcft.exemptions@justice.govt.nz

8. Proactive Release - Amendments to the Criminal Proceeds (Recovery) Act 2009 [pdf, 2.7 MB]

   Hon Kiri Allan Minister of Justice Proactive release - Amendments to the Criminal Proceeds (Recovery) Act 2009 Date of issue: 22 March 2023 The following documents have been proactively released in accordance with Cabinet Office Circular CO (18) 4. Some information has been withheld on the basis that it would not, if requested under the Official Information Act 1982 (OIA), be re leased . Where that is the case, the relevant section of the OIA has been noted and no public interest ha

9. NTMT Ministerial Exemption [pdf, 91 KB]

   Ministerial Exemptions Under the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 In accordance with section 157 of the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (“Act”), the Associate Minister of Justice granted the following exemption from the Act: Ministerial Exemption: Ngā Tāngata Microfinance Trust Exempting Ngā Tāngata Microfinance Trust (“NTMT”) from: a. Sections 10–71 of the Act. The exemption is subject to the

10. NZCEOF Ministerial Exemption [pdf, 60 KB]

    Ministerial Exemptions Under the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 In accordance with section 157 of the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (“Act”), the Associate Minister of Justice granted the following exemption from the Act: Ministerial Exemption: NZCEO Finance Limited Exempt the NZCEO Finance Limited (“NZCEO Finance”) from: a. Sections 10–71 of the Act. The exemption is subject to the following c