[2020] NZIACDT 44 - Registrar v Yoon (8 October 2020) [pdf, 259 KB]
...person; and 1.2 failing to personally obtain and carry out the client’s informed instructions. 11 2 Alternatively, the adviser breached the Code by – 2.1 acting in an unprofessional manner and failing to exercise diligence and due care in relying on an unlicensed person to communicate with the client, in breach of cl 1; 2.2 failing to obtain and carry out the client’s informed instructions, in breach of cl 2(e); and 2.3 facilitating the provision of immigration advi...