Tuumotooa v Tangilanu [2014] NZIACDT 57 (29 April 2014) [pdf, 125 KB]
...grounds of complaint and so has advanced the complaint on the following basis: [4.1] The adviser failed to meet her professional obligations, in that: [4.1.1] She was negligent (section 44(2)(a) of the Act); [4.1.2] She breached her duties of care, diligence, respect and professionalism under the Code of Conduct by failing to take reasonable steps to ensure her clients’ interests were represented when she was no longer able to continue as representative(clause 1.1(c)); and [4.1.3]...