Auckland Standards Committee 5 v Hong [2019] NZLCDT 28 [pdf, 132 KB]
...files and more widely for an assessment of how Mr Hong was administering client files. [10] Mr Strang instanced examples of the assurance information he would have expected to see having viewed a file. He would be looking to see: (a) a client care exchange; (b) a reporting statement; (c) an interaction between the firm and its client; (d) compliant invoices; (e) a trustee’s authority; and (f) proof that office expenses were being charged as disbursements. [11] He said th...