BORA Financial Markets Conduct Bill [pdf, 474 KB]
...of a debt security, manager of a registered scheme, licensee providing market services or licensed market operator is complying with their obligations under the Bill • the purpose of new cl 619, new s 117(1) is to enable the FMA to oversee the fees being charged and take action in respect of any unreasonable fees, and • the financial market sector is heavily regulated and, as a result, the privacy expectations of industry participants would be limited in relation to the information...