Asad v Patel [2015] NZIACDT 1 (21 January 2015) [pdf, 174 KB]
...Patel’s actions is significantly reduced as he was not a party to the offence. [4] In addition, Mr Patel failed to complete the client engagement processes; in particular, not having a written agreement and not documenting fees. As such, he breached clauses 1.5 and 8 of the Code. Following those breaches, he failed to refund fees, in doing so he breached clause 3(d) of the Code. [5] The full circumstances are set out in the substantive decision. The Parties’ Positions on Sanctions...