LCRO 85/2016 BA v FE [pdf, 280 KB]
...discussion between the LSO and Mr FE in connection with Miss BA’s complaint. During that discussion Mr FE denied the conduct issues and said that he did not wish to respond further. 4 [18] Those comments were recorded in a typewritten file note prepared by the LSO, as follows: [H]e denied the conduct issues. Informed him preliminary view NFA and reasons, offered opportunity to respond – he content not to respond. [19] This file note formed part of the material befor...