[2024] NZIACDT 12 – RN v Li (14 March 2024) [pdf, 185 KB]
...engaging in similar behaviour in the future. [12] It is submitted that the appropriate sanctions would be: (1) Censure. (2) A fine in the vicinity of $1,000. From the complainant [13] Ms Tagg, on behalf of the complainant, filed an undated request for the repayment of expenses and for compensation, amounting to $190,911. From the adviser [14] There are no submissions from the adviser. 4 JURISDICTION [15] The Tribunal’s jurisdiction to impose sanctions is set out in...