BORA Financial Advisers Bill [pdf, 375 KB]
...of investigation into member misconduct) to assist in approved professional body’s investigations into allegations of member misconduct. 32. The requirements in clauses 61 and 62(1) impinge to a certain degree upon reasonable expectations of privacy which members of the public (including financial advisers) would have in relation to that information. For that reason, these requirements constitute a search for the purposes of section 21 of the Bill of Rights Act. 33. MED has advise...