A Nair v Devi [2014] NZIACDT 32 (19 March 2014 ) [pdf, 147 KB]
...that approach, and accordingly this decision will deal with the complaint based on potential breached of the Code of Conduct rather than the other grounds which were baldly alleged. [11] The interim decision invited the adviser to reflect on her response and provide any further material she wished. She is a professional who was required to keep and maintain records of her professional engagement; the Tribunal invited her to explain why this engagement appeared not to have reached a succe...