Carley (INZ) v Kim [2015] NZIACDT 47 (7 May 2015) [pdf, 145 KB]
...provide client files relating to IC and ML meeting those requirements. [32.2] They lacked written confirmation of material discussions. [33] That establishes non-compliance with clause 26(a) and 16(c), given the evidence of Ms Kim having delegated her responsibilities to an unlicensed person, this element of non-compliance is concerning and far from simple laxness with records. Decision [34] The Tribunal upholds the complaint pursuant to section 50 of the Act; Ms Kim’s identified...