Liufau v Lelatu [2014] NZIACDT 43 (31 March 2014) [pdf, 119 KB]
...have a written agreement and his conduct lacked care and diligence. [3] The Adviser did not dispute the facts, but said he had met his professional obligations. [4] The Tribunal has upheld the complaint. The Complaint [5] The Registrar filed a statement of complaint. The factual background, identified in the statement of complaint, on which the complaint is founded is: [5.1] The Complainant and her family started dealing with the Adviser in May 2010. The Complainant had been in New...