Castillo Jr v Jones [2018] NZIACDT 32 (13 September 2018) [pdf, 82 KB]
...detail. The Authority has not made factual findings. [2] It is appropriate to note that a key element of the adviser says she was operating under the direction of a more experienced adviser, and her role was only in respect of part of the work performed. I infer that the parties accept that explanation, given the agreed penalties. [3] The agree full and final resolution of the complaint is: Refund of fees (s 51(1)(h) of the Act) The Adviser will pay Mr Castillo the sum of NZ$1,0...