[2020] NZIACDT 51 - NMS v Mercardo (3 December 2020) [pdf, 261 KB]
...[33] Mr Mercado now heads a company with 15 employees, including three other fully licensed advisers and two provisionally licensed advisers, all of whom rely upon his leadership. He has mentored four other provisional advisers who now hold full licences of their own. Mr Mercado himself has held a full licence since April 2009. [34] The Authority has proposed that Mr Mercado complete a training module, but Mr Laurent says that may not be required. The negligence largely arose fro...