SW v Standards Committee LCRO 371/2013 (14 September 2015) [pdf, 104 KB]
...Whether Mr SW may have had a conflict of interest in respect of the services provided. 3 • A consideration of Mr SW’s decision not to advise the [X] Bank of the advance by Mr TX to Mr UY and Ms VZ. • Mr SW’s failure to keep adequate file notes. • Concerns raised by Judge [AB] in his judgment of 12 February 2013, concerning Mr SW’s professional conduct. [15] Mr SW, in a response to NZLS on 18 August 2013, advised that: • He had no reasonable grounds to decline...