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1. Secondhand dealer duties

   Keep a dealers record You must keep a dealers record with the following information for every item you acquire in your business: the person who sold you the item (their full name, contact address, contact phone number) how you verified the person’s identity, or why you did not verify their identity. Identity can be verified if you check someone’s authorised identification, or if you know them. You do not need to verify their identity if it is a public auction by a licensed auctioneer, an in

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2. BORA Game Animal Council Bill [pdf, 201 KB]

   ...of special interest • allows for the Minister of Conservation to delegate his or her powers to the Council • creates offences for exporting game trophies without paying the export levy, hunting animals in a herd of special interest without a licence, and capturing or possessing any animal in a herd of special interest, and • provides for game trophy export levies to fund the Council and its functions. The Council will advise and make recommendations to the Minister of Conservat...

3. Ekanayake v Registrar of Immigration Advisers [2015] NZIACDT 67 (28 May 2015) [pdf, 178 KB]

   ...consequences would be unusual in the context of professional disciplinary regime. The usual scope extends to include conduct that is sufficiently egregious to raise concerns regarding their fitness or general conduct in exercising the privileges of a licence holder. [25] The Registrar’s view would, for example, lead to the position that a licensed immigration adviser could be charged or convicted of violent or sexual offending and the Registrar would not be able to file an own motion c...

4. Zhang & Cao v Chen [2019] NZIACDT 11 (1 March 2019) [pdf, 150 KB]

   ...appropriate sanctions would be: (1) caution or censure; (2) an order directing Ms Chen to pay reasonable compensation to the complainants for losses sustained as a result of the breach; and (3) an order preventing Ms Chen from reapplying for a licence until she undertakes and obtains the Graduate Diploma in New Zealand Immigration Advice. 8 Minute, above n7, at [10]. 6 [32] Counsel for the complainants, Ms Smith, in her submissio...

5. [2020] NZIACDT 36 Y(O)R v Tian (7 August 2020) [pdf, 201 KB]

   ...51 Disciplinary sanctions (1) The sanctions that the Tribunal may impose are— (a) caution or censure: (b) a requirement to undertake specified training or otherwise remedy any deficiency within a specified period: (c) suspension of licence for the unexpired period of the licence, or until the person meets specified conditions: (d) cancellation of licence: (e) an order preventing the person from reapplying for a licence for a period not exceeding 2 years, or until the...

6. CAC20004 v Vessey [2015] NZREADT 46 [pdf, 167 KB]

   ...significant inconvenience and was not rectified by the defendant nor admitted until a late stage in the proceedings. 3 [5] Ms Earl also submitted that, in some situations, conduct of this nature could lead to cancellation of a salesperson’s licence but it is accepted that such an outcome would be disproportionate in the circumstances of this case. However, she submits that a low level fine would not have a sufficiently deterrent effect necessary for the maintenance of profess...

7. 2023 NZPSPLA 060 [pdf, 98 KB]

   ...Authority. This training should be a minimum of a half a day in length and cover at the minimum, de-escalation training. Should they fail to do so, that failure will be taken into account in any further application they make to renew their company licence or if they face any further complaint. 5. Mr and/or Ms Filoa is to attend business management training which includes training on managing staff and complaints against them within 12 months of this decision. Should they fail t...

8. Weber v CAC 20002 & Penrose & Brown's Real Estate [2013] NZREADT 83 [pdf, 37 KB]

   ...particulars, as Mrs Guy Kidd puts it: “i. The name of the third respondent Browns Real Estate and its trading name referred to in paragraphs 1, 15 and 24 of the decision (New Zealand Sotherby’s International Realty Limited). ii. The names of the licence holder of the third respondent, Nigel Brown, and the sales associates employed by the third respondent who gave evidence at the hearing, namely, Julian Brown and the second respondent David Penrose. Iii The fraternal relationship...

9. [2022] NZIACDT 23 - TQ v Gibson - Sanctions (7 September 2022) [pdf, 107 KB]

   ...51 Disciplinary sanctions (1) The sanctions that the Tribunal may impose are— (a) caution or censure: (b) a requirement to undertake specified training or otherwise remedy any deficiency within a specified period: (c) suspension of licence for the unexpired period of the licence, or until the person meets specified conditions: (d) cancellation of licence: (e) an order preventing the person from reapplying for a licence for a period not exceeding 2 years, or until the...

10. LCRO 227/2020 & LCRO 34/2021 PA v NL and UL (22 February 2022) [pdf, 209 KB]

    ...result, they may not be accurately recorded in this decision. 4 AML (Anti-money laundering). 5 Lawyers and Conveyancers Act (Lawyers: Conduct and Client Care) Rules 2008. 3 Complaint 20995/6 • Mr UL’s use of the L&G Landonline licence, having advised the New Zealand Law Society that he practises as a sole practitioner. • Providing misleading information when including Mr UL on the L&G letterhead as a consultant. • Breach of privacy, when Mr NL passed...