If you are charged with a category 4 offence your second appearance will always be in the High Court, following a first appearance in the District Court.
If the court is satisfied that you have received initial disclosure at this second appearance, you will be required to enter a plea.
Initial disclosure(external link)
A plea is a defendant’s response to the charge before the court. Namely, guilty or not guilty.
Note: Entering a plea is a serious matter. You should make sure you fully understand the consequences of your plea before entering it.
A plea of guilty means you are admitting the offence you have been charged with.
If you enter a guilty plea, the court will adjourn your case to a sentencing hearing. You will be remanded until the date of your sentencing hearing.
In some cases, where less serious offending is involved, if you enter a guilty plea prior to trial you may be able to request referral to the restorative justice process. Both the victim and you must be willing to participate in restorative justice for a referral to be made.
If referred to restorative justice, a meeting or conference will be held between the victim, yourself and your respective support people. Conferences are private and are run by trained facilitators. The outcome of this conference is included in a report which is given to the court and judge as part of the material to be considered at the sentencing hearing.
A plea of not guilty means you are saying that you did not commit the offence you have been charged with and intend to defend the charge. The prosecution will then have to prove that you did commit the offence.
If you enter a not guilty plea, your case will be adjourned for case review hearing.
You must attend your second appearance on the date given. If for some genuine reason you have been delayed in getting to court or you are unable to attend, you should contact the court as soon as possible with your reasons. You may be asked to provide supporting material to prove why you were delayed or not able to attend.
If you do not have a valid reason, and you do not appear in court, the court may go ahead without you (proceed in your absence) or may issue a warrant for your arrest. This means that the Police may arrest you. You will either be taken to court, or placed in custody until the next sitting of the court.
If you have entered a not guilty plea to a charge(s), you will have to reappear in court again. This attendance is for a case review hearing.
You will be sent a Notice to Unrepresented Defendant for Case Review document before the date of your case review hearing. This notice will inform you of:
It is important that you read the entire notice carefully. If you have any questions, contact the court immediately.
You will be expected to bring the completed notice to your case review hearing.
A case review hearing is held to examine whether the charge(s) can be resolved without the need for a trial. For example, if the prosecution withdraws the charges against you, or if you plead guilty to the charges, there would be no trial.
If a trial is to occur, the case review hearing also provides an opportunity for either party to highlight any matters that need to be resolved before the trial takes place.
Some matters which may arise during the case review hearing include:
The case review hearing will be held in front of a judge.
You and the prosecutor must attend the case review hearing. If you do not attend, the court may go ahead without you (proceed in your absence) or may issue a warrant for your arrest.
If you maintain your not guilty plea throughout this hearing, your case will continue progressing toward trial:
If you change your plea from not guilty to guilty, the court will adjourn your case to a sentencing hearing. You will likely be remanded until the date of your sentencing hearing.
In a jury trial case, the next court appearance after the case review hearing is a trial callover. This hearing provides the judge with an opportunity to deal with procedural issues and to make sure your case is ready to proceed to trial. Once any issues have been resolved, a date will be set for your trial, if this has not already been done.
You will be sent a Notice to Unrepresented Defendant for Trial Callover before the date of your trial callover hearing. This notice will inform you of your trial callover date and location. It will also help you prepare for the callover hearing, including asking you to set out:
Other matters that may arise during the jury trial callover hearing include:
It is important that you read the entire document carefully. If you have any questions, contact the court or prosecutor immediately.
This hearing will be held in front of a judge.
You and the prosecutor must attend the jury trial callover. If you do not attend, the court may go ahead without you (proceed in your absence) or may issue a warrant for your arrest.
A teleconference may also be scheduled for 2-3 weeks before the trial. This teleconference will involve you, the prosecutor and the judge, who will ensure that all parties are fully prepared for trial.
You are required to be part of the teleconference. If you fail to participate, the court may go ahead without you (proceed in your absence).
Following your case review hearing or jury trial callover hearing you will have been advised of:
Note: category 4 offences will usually be heard by a judge and jury. However, a judge-alone trial may be ordered if your case is likely to be particularly long and complex (see section 102 of the Act), or if there are concerns about juror intimidation (see section 103 of the Act).
Court proceedings are ultimately under the control of the judge. However, a general idea of how a jury trial will proceed is set out below. Examples of where a trial may proceed differently include where witnesses are giving evidence in an alternative way or where a witness is appearing by video conference.
If at any stage you are unaware of what steps are next, you should speak to the judge or court staff member as soon as possible.
A jury trial typically proceeds as follows:
A Court Registry Officer will call the trial.
The Crown prosecutor will announce their appearances. You will then announce your appearances.
A Court Registry Officer will read the charge or charges to you.
The jury balloting process begins where 12 jurors will be selected to hear your case. You’ll be given a list of jurors on the day of your trial and are entitled to 4 challenges.
The statement for an unrepresented defendant contains more information about the jury selection process. A hard copy of this document will be given to you before or at your trial. Further information about jury service is also available on the Ministry’s website and is legislated for in the Juries Act 1981(external link)
A Court Registry Officer will ask whether you are guilty or not guilty of the charge(s) before the court. You will be asked whether you plead guilty or not guilty to each charge.
At the beginning of a trial, the judge will typically make opening remarks to the jury.
The prosecutor will then open the Crown case to the jury.
Following the prosecutor’s opening statement, you may also wish to make a brief statement to the jury. This statement should briefly explain the nature of your defence and outline the issues which you say will arise in the case. You are not required to make this statement, but have the option to do so if you wish.
The prosecutor for the Crown will then call the Crown witnesses. It is the prosecutor’s responsibility to prove that you are guilty of committing the alleged offence(s) beyond a reasonable doubt.
Ensure you take notes as required. If at any time during the course of the evidence you believe that the Crown is leading evidence that is irrelevant to the charge(s) or inadmissible for some other legal reason you should stand immediately to indicate your objection. The judge will decide whether or not to uphold your objection.
You will have an opportunity to cross-examine each witness, after the prosecution has finished asking them questions. You can cross-examine on any matter that is relevant to the trial. If the prosecution wishes to clarify anything that came up during your cross-examination of their witness, they may re-examine that witness.
You may address the court at the end of the Crown prosecutor’s case.
If you believe that the Crown evidence is insufficient to prove that you committed the offence(s), you may submit that there is no case to answer at this stage of the trial. If the judge agrees, the matter may be dismissed and you may be acquitted without presenting evidence. This is extremely rare. If the judge does not accept the submission, the case continues.
After the close of the Crown case, you will be given the opportunity to present defence evidence, if you wish to do so. (Refer to section 25(d) of the New Zealand Bill of Rights Act 1990(external link).)
It is important to note that you are not required to present any defence evidence. After you plead not guilty to a crime, it is the prosecutor’s role to prove beyond a reasonable doubt that you are guilty of committing the offence(s) you have been charged with. You do not have to prove your innocence.
If you wish to present evidence though, you can chose to give evidence yourself, call others to give evidence on your behalf, or both. All evidence must be given under oath or affirmation and the Crown will have the right to cross-examine you (if you present evidence yourself) and any witnesses you call. For more information about presenting evidence, including the risks of doing so, refer to the how to present your evidence on the day of your trial section.
If you do decide to present evidence, you may first wish to make an opening statement. An opening statement usually provides the jury with a summary of your defence, and an outline of the witnesses and evidence you intend to call. What you say in this opening statement is not evidence.
If you are giving evidence yourself, you will then testify. This is referred to as evidence-in-chief.
If you are not giving evidence yourself, but are calling witnesses (including expert witnesses) to give evidence on your behalf, you can call your witnesses. It is important that you ensure all witnesses are kept outside of the courtroom until they are called to give evidence. This is to avoid witnesses hearing the evidence of other witnesses. Once called to testify, each witness will take the witness stand and be sworn or affirmed. You may then ask them questions. This is referred to as examination in chief.
If you believe it is necessary for one of your witnesses to give evidence in an alternative way (such as giving evidence behind a screen), you will need to apply to the judge to give that direction. More information about making applications in the prescribed format is available on the Ministry’s website.
If you are giving evidence yourself, and also intending to call witnesses, you will typically be the first witness and will testify before calling your other witnesses.
You may also tender as evidence any documents that are admissible. You can either do this during your evidence, or through witnesses who are able to identify and testify as to the nature of the particular document. If you do wish to present documents in evidence, you should bring the originals if possible, as well as at least 15 copies for the jury, other counsel, and the judge.
Following your evidence-in-chief or examination in chief of your first witness, the Crown prosecutor may cross-examine you or that witness.
Following cross-examination of yourself, or of any of your witnesses, you may re-examine.
If you have anything you want to hand up to the judge, you should first show it to the prosecutor (in court), and then hand it up (via the Registrar) at the appropriate point in your evidence.
The court may allow you to call witnesses (for example, an expert witness) immediately after the prosecutor has called a particular witness or witnesses (i.e. out of the usual order). Note that neither you nor the prosecutor can make submissions on the facts or address the court on the evidence given by either party at this stage.
When all evidence is completed, the Crown Prosecutor will address the jury
Following the Crown closing address, you will address the jury. Your address to the jury is your opportunity to briefly summarise the evidence and try to convince the jury why they should decide the case in your favour.
What you say during your closing address is not evidence.
After the closing addresses have been given, the judge will summarise the whole case for the jury. The jury will then retire to deliberate
Once the jury has deliberated and reached a verdict, all parties will be brought back into open court. If the jury cannot reach a unanimous verdict, they may be allowed to reach a majority verdict(external link) This is when all but one of the jurors have agreed on the verdict.
The verdict will be given by the jury foreperson. The foreperson is the person who speaks on behalf of the jury throughout the trial.
If you are found not guilty, you will be discharged, and you will be free to go.
If you are found guilty, the court will adjourn your case to a sentencing hearing. You will likely be remanded until the date of your sentencing hearing. You will usually be required to stay in court until the appropriate paperwork has been prepared for you to be remanded, if you have been remanded on bail.
The Jury will be discharged.
Court proceedings are ultimately under the control of the judge. However, a general idea of how a judge-alone trial will proceed is set out below. Examples of where a trial may proceed differently include where witnesses are giving evidence in an alternative way or where a witness is appearing by video conference.
If at any stage you are unaware of what steps are next, you should speak to the judge or court staff member as soon as possible.
A judge-alone trial typically proceeds as follows:
A Court Registry Officer will call the trial.
The Crown prosecutor will announce their appearances. You will then announce your appearances.
A Court Registry Officer will read the charge or charges to you.
A Court Registry Officer will ask whether you are guilty or not guilty of the charge(s) before the court. You will be asked whether you plead guilty or not guilty to each charge.
At the beginning of a trial, the judge will typically make opening remarks.
The prosecutor for the Crown will then call the Crown witnesses. It is the prosecutor’s responsibility to prove that you are guilty of committing the alleged offence(s) beyond a reasonable doubt.
Ensure you take notes as required. If at any time during the course of the evidence you believe that the Crown is leading evidence that is irrelevant to the charge(s) or inadmissible for some other legal reason you should stand immediately to indicate your objection. The judge will decide whether or not to uphold your objection.
You will have an opportunity to cross-examine each witness, after the prosecution has finished asking them questions. You can cross-examine on any matter that is relevant to the trial. If the prosecution wishes to clarify anything that came up during your cross-examination of their witness, they may re-examine that witness.
You may address the court at the end of the Crown prosecutor’s case.
If you believe that the Crown evidence is insufficient to prove that you committed the offence(s), you may submit that there is no case to answer at this stage of the trial. If the judge agrees, the matter may be dismissed and you may be acquitted without presenting evidence. This is extremely rare. If the judge does not accept the submission, the case continues.
After the close of the Crown case, you will be given the opportunity to present defence evidence, if you wish to do so.
It is important to note that you are not required to present any defence evidence. (Refer to section 25(d) of the New Zealand Bill of Rights Act 1990(external link).) After you plead not guilty to a crime, it is the prosecutor’s role to prove beyond a reasonable doubt that you are guilty of committing the offence(s) you have been charged with. You do not have to prove your innocence.
If you wish to present evidence though, you can chose to give evidence yourself, call others to give evidence on your behalf, or both. All evidence must be given under oath or affirmation and the Crown will have the right to cross-examine you (if you present evidence yourself) and any witnesses you call. For more information about presenting evidence, including the risks of doing so, refer to the how to present your evidence on the day of your trial section of this guide.
If you do decide to present evidence, you may first wish to make an opening statement. An opening statement usually provides the judge with a summary of your defence, and an outline of the witnesses and evidence you intend to call. What you say in this opening statement is not evidence.
If you are giving evidence yourself, you will then testify. This is referred to as evidence-in-chief.
If you are not giving evidence yourself, but are calling witnesses (including expert witnesses) to give evidence on your behalf, you can call your witnesses. It is important that you ensure all witnesses are kept outside of the courtroom until they are called to give evidence. This is to avoid witnesses hearing the evidence of other witnesses. Once called to testify, each witness will take the witness stand and be sworn or affirmed. You may then ask them questions. This is referred to as examination in chief.
If you believe it is necessary for one of your witnesses to give evidence in an alternative way (such as giving evidence behind a screen), you will need to apply to the judge to give that direction. More information about making applications in the prescribed format is available on the Ministry’s website.
If you are giving evidence yourself, and also intending to call witnesses, you will typically be the first witness and will testify before calling your other witnesses.
You may also tender as evidence any documents that are admissible. You can either do this during your evidence, or through witnesses who are able to identify and testify as to the nature of the particular document. If you do wish to present documents in evidence, you should bring the originals if possible, as well as at least 3 copies for other counsel and the judge.
Following your evidence-in-chief or examination-in-chief of your first witness, the Crown prosecutor may cross-examine you or that witness.
Following cross-examination of yourself, or of any of your witnesses, you may re examine.
If you have anything you want to hand up to the judge, you should first show it to the prosecutor (in court), and then hand it up (via the Registrar) at the appropriate point in your evidence.
The court may allow you to call witnesses (for example, an expert witnesses) immediately after the prosecutor has called a particular witness or witnesses (i.e. out of the usual order). Note that neither you nor the prosecutor can make submissions on the facts or address the court on the evidence given by either party at this stage.
Once all evidence has been given, the judge will consider the evidence and give their decision. The judge may give the decision at the time, or at a later date.
If the judge decides to retire to consider the decision, or reserve it until a later date, in order to consider the case further, the case will be adjourned and you will likely be remanded. A Court Registry Officer will advise you when the decision is ready.
If you are found not guilty, the judge will discharge you and you will be free to go.
If you are found guilty, the court will adjourn your case to a sentencing hearing. You will likely be remanded until the date of your sentencing hearing. You will usually be required to stay in court until the appropriate paperwork has been prepared for you to be remanded, if you have been remanded on bail.
You must attend your trial on the date given. If for some genuine reason you have been delayed in getting to court or you are unable to attend, you should contact the court as soon as possible with your reasons. You may be asked to provide supporting material to prove why you were delayed or not able to attend.
If you do not have a valid reason, and you do not appear in court, the court may go ahead without you (proceed in your absence) or may issue a warrant for your arrest. This means that the Police may arrest you. You will either be taken to court, or placed in custody until the next sitting of the court.
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